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Does anyone have or know anything about getting their series 6?
Difficulty? Not difficult if you are fairly intelligent.
Cost? Not expensive to get but expensive to maintain. Classes, study material, fees, etc. a few hundred.
Is it worth it? Not in my opinion and I have had the 6.
How much to maintain? You will pay about $2,000 per year for E&O. Plus you will give up a haircut on most stuff you sell if it goes through your broker dealer. It will cost you time and grief and money for compliance. You will give up the freedom to do a lot of things.
Etc?
Does anyone have or know anything about getting their series 6?
Difficulty?
Cost?
Is it worth it?
How much to maintain?
Etc?
Even some p&c shops want you to have it now adays and if you are looking at life, places like pru, met, axa, etc. they will make you get it. I have my 7 and 66 but might lose it if I don't find a firm to hold them by november
You have to be sponsered by a registered company to get it.
What is it that you want to do ?
I had a friend park his a quest capital. I really don't know much about them except they are in California.
I recall reading about a firm that got in quite a lot of trouble over people parking their licenses. FINRA expects you to produce if you are registered. After all, they need you to generate fees for them to collect.
I recall reading about a firm that got in quite a lot of trouble over people parking their licenses. FINRA expects you to produce if you are registered. After all, they need you to generate fees for them to collect.