I'm not sure if I worded the title correctly, I am looking into the possibility of being staying as an agent at the firm that I'm with. However, due to regulatory issues there I am limited on the securities products/transactions at the firm that I'm with. Is it possible to have be an agent and an advisor at two separate institutions? Nothing binding in my contract in that regard.
I respect the independent agency that I'm with and want to stay to develop my insurance business, but also want to broaden my client scope of retirement preparations as well that of my business.
I'd like to avoid this being a product war and purely stay within the context of business affiliation. So if you ladies and gentleman can give me your two cents of experience and knowledge, I'd greatly appreciate it.
Thank you in advance
I respect the independent agency that I'm with and want to stay to develop my insurance business, but also want to broaden my client scope of retirement preparations as well that of my business.
I'd like to avoid this being a product war and purely stay within the context of business affiliation. So if you ladies and gentleman can give me your two cents of experience and knowledge, I'd greatly appreciate it.
Thank you in advance